Industries · Broker-Dealers
Execution quality and surveillance.
Regulated market participants leveraging targeted AI for client experience, trading surveillance, and workflow automation in strict compliance environments.
Capabilities
How we serve the mandate.
Engagements are shaped to the client's priorities, regulatory posture, and operating model — and directed personally by a founding partner.
01
Execution & routing
Intelligent order handling and analytics.
02
Market surveillance
Modern detection with defensible controls.
03
Client servicing
Coverage automation with senior oversight.
04
Onboarding & KYC
Straight-through processing with rigor.
05
Best execution
Analytics for supervisory review.
06
Platform modernization
Latency-sensitive systems re-architecture.
Our approach
A disciplined method, tuned to enterprise scale.
- Diagnose — Diagnose current state against regulatory and strategic ambition.
- Design — Design a program grounded in operating reality, not slideware.
- Deliver — Deliver alongside the client team, transferring capability as we go.
- Steward — Steward the program through ongoing governance and oversight.
Related
Explore adjacent capabilities.
Engage
Begin a confidential conversation with our founding partners
Gateway Partners advises boards and executive teams of insurers, reinsurers, and financial institutions on AI strategy, governance, and enterprise transformation.